Banking, Licensed Financial, and Other Products and Services
| Action Date | Action | Category |
|---|---|---|
| 2024-08-27 | Department of Financial Services Issues Consent Order to Nordea Bank Abp | Banks and Trusts |
| 2024-02-28 | Department of Financial Services Issues Consent Order to Gemini Trust Company, LLC | Banks and Trusts |
| 2024-02-23 | Department of Financial Services Issues Consent Order to Piermont Bank | Banks and Trusts |
| 2024-01-17 | Department of Financial Services Issues Consent Order to Industrial and Commercial Bank of China Ltd. and Consent Order to Industrial and Commercial Bank of China Ltd., New York Branch | Banks and Trusts |
| 2024-01-12 | Department of Financial Services Issues Consent Order to Genesis Global Trading, Inc. | Virtual Currency |
| 2023-11-02 | Department of Financial Services Issues Consent Order to Payoneer, Inc. | Money Transmitters |
| 2023-10-18 | Department of Financial Services Issues Consent Order to Metropolitan Commercial Bank | Banks and Trusts |
| 2023-09-29 | Department of Financial Services Issues Consent Order to Shinhan Bank America | Banks and Trusts |
| 2023-05-24 | Department of Financial Services Issues Consent Order to OneMain Financial Group, LLC | Banks and Trusts |
| 2023-05-02 | Department of Financial Services Issues Consent Order to bitFlyer USA, Inc. | Virtual Currency |
| 2023-04-13 | Department of Financial Services Issues Consent Order to CFCU Community Credit Union | Banks and Trusts |
| 2023-03-16 | Department of Financial Services Issues Consent Order to Bit Pay, Inc. | Virtual Currency |
| 2023-01-04 | Department of Financial Services Issues Consent Order to Coinbase, Inc. | Virtual Currency |
| 2022-10-05 | Department of Financial Services Issues Consent Order to Rhinebeck Bank | Banks and Trusts |
| 2022-08-02 | Department of Financial Services Issues Consent Order to Robinhood Crypto, LLC | Virtual Currency |
| 2022-02-16 | Department of Financial Services Issues Consent Order to National Bank of Pakistan and National Bank of Pakistan, NY Branch | Banks and Trusts |
| 2021-10-26 | Department of Financial Services Issues Consent Order to Mashreqbank, PSC | Banks and Trusts |
| 2021-06-24 | Department of Financial Services Issues Agreement with Adirondack Trust Company | Banks and Trusts |
| 2021-06-24 | Department of Financial Services Issues Agreement with Chemung Canal Trust Company | Banks and Trusts |
| 2020-10-21 | Department of Financial Services Issues Consent Order to Goldman Sachs Group and Goldman Sachs Bank USA | Banks and Trusts |
| 2020-10-16 | Department of Financial Services Issues Statement of Charges and Notice of Hearing regarding Forster & Garbus LLP | Debt Collection |
| 2020-04-06 | Department of Financial Services Issues Consent Order to Deutsche Bank AG, Deutsche Bank AG New York Branch, and Deutsche Bank Trust Company of the Americas | Banks and Trusts |
| 2020-04-30 | Department of Financial Services Issues Consent Order to Bank Hapoalim, B.M. and Bank Hapoalim, B.M., New York Branches | Banks and Trusts |
| 2020-04-20 | Department of Financial Services Issues Consent Order to Industrial Bank of Korea and Industrial Bank of Korea, New York Branch | Banks and Trusts |
| 2020-03-16 | Department of Financial Services Issues Banking Order re Virtual Meetings and Stockholder Meetings due to C-19 | Banks and Trusts |
| 2020-03-12 | Order Granting Temporary Relief to COVID-19 Affected Regulated Entities and Persons | COVID-19 |
| 2019-08-15 | Department of Financial Services Issues Consent Order to Tuition Options, LLC and EDvantage, LLC | Student Loan Servicing |
| 2019-06-24 | Department of Financial Services Enters Into Settlement Agreement with MUFG Bank | Banks and Trusts |
| 2019-04-15 | Department of Financial Services Issues Consent Order to UniCredit Group | Banks and Trusts |
| 2019-04-09 | Department of Financial Services Issues Consent Order to Standard Chartered Bank and Standard Chartered Bank, New York Branch | Banks and Trusts |
| 2019-01-31 | Department of Financial Services Issues Consent Order to Coney Island Payroll | Check Cashers |
| 2019-01-29 | Department of Financial Services Issues Consent Order to Standard Chartered Bank and Standard Chartered Bank, New York Branch | Banks and Trusts |
| 2019-01-04 | Department of Financial Services Issues Consent Order to Conduent Education Services, LLC, f/k/a Xerox Education Services, LLC, f/k/a and d/b/a ACS Education Services, Inc. | Student Loan Servicing |
| 2018-12-18 | Department of Financial Services Issues Consent Order to Barclays Bank PLC and to Barclays Bank PLC, New York Branch | Banks and Trusts |
| 2018-11-21 | Department of Financial Services Issues Consent Order to Standard Chartered Bank | Banks and Trusts |
| 2018-11-19 | Department of Financial Services Issues Consent Order to Société Générale SA and Société Générale, New York Branch - BSA/AMLConsent Order to Société Générale SA and Société Générale, New York Branch - Sanctions | Banks and Trusts |
| 2018-10-24 | Department of Financial Services Issues Order of Cease and Desist to Firoz Patel; Ferhan Patel; MH Pillars, Inc. D/B/A Payza; Obopay, Inc.; and MH Pillars, Ltd. | Money Transmitters |
| 2018-10-10 | Department of Financial Services Issues Consent Order to Mashreqbank, PSC and Mashreqbank, PSC, New York Branch | Banks and Trusts |
| 2018-06-25 | Department of Financial Services Issues Consent Order to Equifax, Inc. | Credit Reporting |
| 2018-06-20 | Department of Financial Services Issues Consent Order to The Deutsche Bank AG and Deutsche Bank AG New York Branch | Banks and Trusts |
| 2018-05-01 | Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc. | Banks and Trusts |
| 2018-01-04 | Department of Financial Services Issues Consent Order to Western Union Financial Services, Inc. | Money Transmitters |
| 2017-12-21 | Department of Financial Services Issues Consent Order to NongHyup Bank, and NongHyup Bank, New York Branch | Banks and Trusts |
| 2017-11-13 | Department of Financial Services Issues Consent Order to Credit Suisse AG and Credit Suisse AG, New York Branch | Banks and Trusts |
| 2017-09-25 | Department of Financial Services Issues Consent Order to Total Account Recovery, LLC and E-Finance Call Center Support, LLC | Payday Lending |
| 2017-09-20 | Department of Financial Services Enters Into Settlement Agreement with NY Community Financial, LLC | Check Cashers |
| 2017-08-24 | Department of Financial Services Issues Against Habib Bank Limited and Habib Bank Limited, New York Branch a Notice of Hearing and Statement of Charges an Order Regarding Transaction Review, and an Order Regarding Tender of Surrender | Banks and Trusts |
| 2017-05-24 | Department of Financial Services Issues Consent Order to BNP Paribas S.A. and BNP Paribas S.A., New York Branch | Banks and Trusts |
| 2017-05-12 | Department of Financial Services Issues Complaint for Declaratory and Injunctive Relief to the OCC and Keith A. Noreika, Acting U.S. Comptroller of the Currency | Banks and Trusts |
| 2017-04-21 | Department of Financial Services Issues Consent Order to Standard Chartered Bank | Banks and Trusts |
| 2017-01-30 | Department of Financial Services Issues Consent Order to Deutsche Bank AG and Deutsche Bank AG New York Branch | Banks and Trusts |
| 2016-12-15 | Department of Financial Services Issues Consent Order to Intesa Sanpaolo S.p.A. | Banks and Trusts |
| 2016-11-04 | Department of Financial Services Issues Consent Order to Agricultural Bank of China Limited | Banks and Trusts |
| 2016-10-20 | Department of Financial Services Issues Consent Order to Future Income Payments, LLC | |
| 2016-08-19 | Department of Financial Services Issues Consent Order to Mega International Commercial Bank of Taiwan | Banks and Trusts |
| 2016-04-08 | Department of Financial Services Issues Consent Order to Melrose Credit Union | Banks and Trusts |
| 2016-03-15 | Department of Financial Services Issues Consent Order to Blue Global LLC and Chris K. Kay | |
| 2016-03-14 | Department of Financial Services and Federal Reserve Bank of New York enter Written Agreement with National Bank of Pakistan | Banks and Trusts |
| 2016-02-24 | Department of Financial Services Issues Written Agreement with Industrial Bank of Korea | Banks and Trusts |
| 2015-12-17 | Department of Financial Services Issues Amended Consent Order Pursuant to BL Section 39 to First Central Savings Bank | Banks and Trusts |
| 2015-12-15 | Department of Financial Services Issues Consent Order to Habib Bank Limited | Banks and Trusts |
| 2015-11-17 | Department of Financial Services Issues Consent Order to Barclays Bank PLC | Banks and Trusts |
| 2015-11-03 | Department of Financial Services Issues Consent Order to Deutsche Bank AG, Deutsche Bank AG New York Branch | Banks and Trusts |
| 2015-10-28 | Department of Financial Services Issues Consent Order to The Goldman Sachs Group, Inc. Goldman, Sachs & Co. | Banks and Trusts |
| 2015-10-19 | Department of Financial Services Issues Consent Order to Crédit Agricole S.A.; Crédit Agricole Corporate & Investment Bank New York Branch | Banks and Trusts |
| 2015-09-28 | Department of Financial Services lifts the Consent Order issued to United International Bank that has been in effect since July 1, 2013. | Banks and Trusts |
| 2015-08-18 | Department of Financial Services Enters into Agreement with Promontory Financial Group, LLC | |
| 2015-06-30 | Department of Financial Services Issues Consent Order to Ineractiv Education, LLC d/b/a Direct Student Aid, Inc., Thomas Panik, and David Stein | |
| 2015-06-03 | Department of Financial Services Issues Consent Order to Alma Bank | Banks and Trusts |
| 2015-05-20 | Department of Financial Services Issues Consent Order to Barclays Bank PLC | Banks and Trusts |
| 2015-04-23 | Department of Financial Services Issues Consent Order to Deutsche Bank AG | Banks and Trusts |
| 2015-03-12 | Department of Financial Services Issues Consent Order to Commerzbank | Banks and Trusts |
| 2015-03-10 | Department of Financial Services Issues Consent Order to Selling Source (d/b/a MoneyMutual) | |
| 2014-12-22 | Department of Financial Services Issues Consent Order to Bank Leumi | Banks and Trusts |
| 2014-12-18 | Department of Financial Services Reaches Agreement on Final Consent Judgment with Condor Capital | |
| 2014-12-18 | Department of Financial Services Receives Consent of Defendants Condor Capital Corporation and Stephen Baron | |
| 2014-12-11 | Department of Financial Services Terminates the 2012 Amended Consent Order imposed on Hanover Community Bank | |
| 2014-11-18 | Department of Financial Services Issues Consent Order to Bank of Tokyo Mitsubishi UFJ | |
| 2014-10-31 | Department of Financial Services Issues Consent Order to American International Group, Inc. | |
| 2014-08-19 | Department of Financial Services Issues Consent Order to Standard Chartered Bank, New York Branch | Banks and Trusts |
| 2014-08-18 | Department of Financial Services Enters Into Settlement Agreement with PricewaterhouseCoopers LLP, related Exhibit B - Independent Consultant Practices for Department Engagements and Excerpt of Draft HTR | |
| 2014-06-25 | Department of Financial Services and New York Attorney General enter into agreement with Lyft, Inc. | |
| 2014-06-30 | Department of Financial Services Issues Consent Order to BNP Paribas (BNPP) | Banks and Trusts |
| 2014-05-19 | Department of Financial Services Issues Consent Order to Credit Suisse AG | Banks and Trusts |
| 2014-04-23 | Department of Financial Services Obtains Temporary Restraining Order Against Condor Capital | |
| 2014-04-15 | Department of Financial Services Lifts the Cease and Desist Order Issued to Niagara Frontier Federal Employees Credit Union on June 22, 2007 | Banks and Trusts |
| 2014-03-25 | Department of Financial Services lifts Amended Cease and Desist Order issued to Savoy Bank | |
| 2014-03-17 | Department of Financial Services Issues Consent Order to AXA Equitable Life Insurance Company | |
| 2014-03-11 | Department of Financial Services Issues Order to consider proposals and applications in connection with the establishment of virtual currency exchanges located in the State of New York | Virtual Currency |
| 2014-03-10 | Department of Financial Services Issues Consent Order to Relayrides, Inc. | |
| 2013-12-11 | Department of Financial Services issues Consent Order to Royal Bank of Scotland, PLC | Banks and Trusts |
| 2013-08-30 | Department of Financial Services Issues Extension of Temporary Order Pursuant to Banking Law § 6-m and Financial Services Law § 302(a) | Banking and Financial Services |
| 2013-08-07 | Department of Financial Services Issues Order Pursuant to Section 36 and 37 of the New York Banking Law | |
| 2013-07-03 | Department of Financial Services Issues Temporary Order Pursuant to Banking Law § 6-m and Financial Services Law § 302(A) Issues | Banking and Financial Services |
| 2013-07-01 | The Department of Financial Services Issues Consent Order to United International Bank | Banks and Trusts |
| 2013-06-20 | The Department of Financial Services Issues Consent Order to Bank of Tokyo Mitsubishi UFJ | Banks and Trusts |
| 2013-06-18 | New York Reaches Reform Agreement With Deloitte over Standard Chartered Consulting Flaws | |
| 2013-05-30 | Department of Financial Services Reaches Agreement on Code of Conduct with The Fidelity and Deposit Company of Maryland | |
| 2013-05-30 | Department of Financial Services Reaches Agreement on Code of Conduct with Chubb & Son | |
| 2013-05-30 | Department of Financial Services Lifts Consent Order Issued to Amalgamated Bank | Banks and Trusts |
| 2013-03-25 | Department of Financial Services and FRBNY Enter Into a Written Agreement with HSH NORDBANK AG | Banks and Trusts |
| 2013-01-14 | Department of Financial Services Lifts Consent Order Issued to First American International Bank (issued December 14, 2010) | Banks and Trusts |
| 2012-12-05 | Department of Financial Services Issues Consent Order to Ocwen Loan Servicing, LLC | |
| 2012-09-21 | Department of Financial Services Issues Consent Order to Standard Chartered Bank | Banks and Trusts |
| 2012-08-06 | Department of Financial Services Issues Consent Order to Standard Chartered Bank | Banks and Trusts |
| 2012-06-25 | Department of Financial Services Issues an Amended Consent Order to First Central Savings Bank | Banks and Trusts |
| 2012-05-14 | Department of Financial Services Issues Amended Consent Order to Hanover Community Bank | Banks and Trusts |